
Mastering Compliance Risk Management and Assessment
Intensive One-Day Workshop
Workshop objective
Compliance risk assessment is a key step in implementing an effective, proactive, and sustainable compliance program. It helps organizations understand their full range of risk exposures, including the likelihood of risks occurring, their root causes, and the potential severity of their impact.
An effective compliance risk assessment also enables organizations to prioritize risks, map them to appropriate risk owners, and allocate resources efficiently to mitigate those risks.
This workshop provides practical guidance and equips participants with tools to recognize, identify, analyze, assess, and mitigate compliance risks through exercises based on real-life examples.
Who should attend?
- Compliance Managers
- Ethics and Compliance Managers
- Risk Assessment Managers
- Internal and External Auditors
- Heads of Legal Departments
- Anyone interested in assessing and managing compliance risks
After attending this workshop, you will be able to:
- Recognize all compliance risks
- Evaluate internal and external factors, identify, analyze, and assess risks
- Develop a risk assessment and prioritization matrix
- Prepare a risk mitigation plan
- Integrate the risk mitigation plan into the organization’s operational and strategic plans
- Manage reputational risks
Participant Feedback:
“You exceeded my expectations 100%, thank you so much!”
“I gained a lot of useful information, even more than I expected.”
“This was incredibly helpful, thank you.”
“It really helped me a lot.”
“Thank you, we now have a complete picture. This will make it much easier for us to organize everything.”
“Simply reading rules and regulations doesn’t help much, but going through real examples like this was much more valuable.”
About the trainer:
Ljerka Kisić Nikolić
A law graduate nearing completion of an MBA in finance and banking, with a particular focus on information system security.
She has been the Head of the Compliance Function at the Croatian Bank for Reconstruction and Development since 2011, an Ethics Commissioner since 2011, and from 2010 to 2020, served as the officer responsible for managing whistleblowing cases. Her experience includes managing cases involving breaches of the Code of Conduct and dignity protection procedures.
Ljerka is a member of the ICC Commission for Corporate Social Responsibility and Anti-Corruption.
Her areas of expertise include topics related to codes of conduct, managing personal and institutional conflicts of interest, data protection, business secrecy, and corporate governance. She has a particular interest in managing reputational risk.