Why Should You Attend?
The compliance function encompasses all activities related to aligning the operations and functioning of a legal entity with legal regulations and internal acts, assessing operational and business risks, ensuring adherence to best business practices, and preventing conflicts of interest and corrupt activities.
This training provides a comprehensive overview of the compliance monitoring function, explaining its core elements and essential steps for its effective integration into your system, leveraging best practices.
Training Program:
- The Compliance Monitoring Function – Roles and Responsibilities
- Core Elements of a Compliance Program
- Internal Acts, Policies, and Procedures
- Risk Assessment and Management
- Communication and Training
- Monitoring, Auditing, and Reporting
- Examples and Practical Exercises in Compliance Monitoring
Who Should Attend?
- Compliance Officers / Compliance Managers
- Individuals collaborating with or supporting the compliance function (legal departments, internal auditors, risk managers, DPOs, whistleblowing officers, ethics commissioners, board members, etc.)
- Employees in compliance departments within organizations
Learning Outcomes:
- Understand the role of the compliance within a legal entity.
- Develop and implement internal acts and policies for compliance monitoring.
- Grasp the responsibilities of various departments working with the compliance.
- Assess internal and external factors, identify, analyze, and evaluate risks.
- Recognize the importance of monitoring and reporting within the compliance.
Trainer:
Ljerka Kisić Nikolić, Head of Compliance
Online Registration:
Training Calendar:
Participant Feedback:
“I would like to thank you for this training. It was incredibly useful for me. Truly, thank you so much!”
“Excellent training!”
“Thank you for the wonderful presentation!”
“Extremely interesting and useful training! Thank you!”
About Ljerka Kisić Nikolić:
A law graduate nearing completion of an MBA in finance and banking, with a particular focus on information system security.
She has been the Head of the Compliance Function at the Croatian Bank for Reconstruction and Development since 2011, an Ethics Commissioner since 2011, and from 2010 to 2020 served as a whistleblowing officer, managing procedures related to code of conduct violations and dignity protection cases.
She is a member of the ICC Commission for Corporate Social Responsibility and Anti-Corruption.
Her areas of expertise include topics related to codes of conduct, managing personal and institutional conflicts of interest, data protection and business secrecy, and corporate governance. She is particularly passionate about managing reputational risk.